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DEPARTMENT OF STATE ISSUES NOTICE: NOTICE OF DEPARTMENT OF STATE SANCTIONS ACTION

WASHINGTON, March 6 -- Department Of State has issued a notice called: Notice of Department of State Sanctions Action. The notice was published in the Federal Register on March 6 by Samuel K. Parker,... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: REGULATION SBSR

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Regulation SBSR. ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 13E-1

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 13e-1. The ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROGRAM FOR ALLOCATION OF REGULATORY RESPONSIBILITIES PURSUANT TO RULE 17D-2; ORDER APPROVING AND DECLARING EFFECTIVE A PROPOSED PLAN FOR THE ALLOCATION OF REGULATORY RESPONSIBILITIES BETWEEN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. AND TEXAS STOCK EXCHANGE LLC

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effect... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 21.15(B) TO INTRODUCE THE EXCHANGE'S CLOCK SERVICE

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on March 6 by J. Matthew DeLesDernier, De... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 15L-1

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15l-1. The notice... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 17F-1(G)

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17f-1(g). T... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE CONCERNING NEW TRANSACTION REPORTING CAPABILITY FOR MEMBERS THAT MAINTAIN CLEARING RELATIONSHIPS WITH ANOTHER MEMBER

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE TO ADOPT LISTING RULE IM-5101-4

WASHINGTON, March 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt List... Read More